Measuring Thoracic Gas Compression

During exhalation air flow occurs because of the pressure difference between the alveoli and the surrounding atmosphere. The increase in alveolar pressure acts to compress the air inside the lung and because of this compression the decrease in lung volume during exhalation is always going to be greater than the volume of exhaled air. This effect is known as Thoracic Gas Compression (TGC).

The flow rate that occurs for a given alveolar pressure depends primarily on airway resistance. When an individual has airway obstruction their airway resistance is increased and they often attempt to increase their expiratory flow by increasing the amount of force they apply during exhalation. This increased force further compresses the air inside the lung and increases TGC. Numerous researchers have shown that there is usually a substantial differences in TGC between subjects with normal lungs and those with airway obstruction.

Routine spirometry and lung volume tests cannot measure thoracic gas compression. It can only be measured in a special kind of plethysmograph. Unfortunately the nomenclature for this type of plethysmograph is a bit muddy and it is variously known as a transmural, constant pressure, volume-displacement or flow plethysmograph (I prefer volume-displacement because I think this sums up its mode of operation most succinctly). In this type of plethysmograph the subject breathes in and out through an opening in the box. The expansion and contraction of their lungs causes air to flow in and out of the box through a separate opening. The pressure inside the plethysmograph is monitored and used to compensate for any delays in box flow.

Volume-displacement plethysmography

Volume-displacement plethysmography

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It’s all about FEV1, except when it isn’t.

A number of physicians and researchers I’ve known and respected have said that in spirometry it always comes down to FEV1 since it is the primary indicator for airway obstruction. Certainly FVC and the FEV1/FVC ratio are important but because patients can stop exhaling early for any number of reasons FVC can be underestimated which in turn can cause the FEV1/FVC ratio to be overestimated so they are not quite as reliable as FEV1.

There are, of course, a number of factors that can cause FEV1 to be mis-estimated. It can be underestimated due to cough or glottal closure and it can be overestimated because of excessive back-extrapolation. Nevertheless, I think that overall the FEV1 tends to be the most accurate and reliable number obtained from spirometry.

This spirometry report came across my desk this morning: 

  Observed: % Predicted: Predicted:
FVC (L): 5.01 114% 4.39
FEV1 (L): 3.86 117% 3.30
FEV1/FVC: 77 103% 75
PEF (L/sec): 4.91 55% 8.99 

Because a reduced FEV1 is a reliable indicator of airway obstruction doesn’t that mean that a normal or as in this particular case, a slightly elevated FEV1 rules it out? Well, actually no, it doesn’t.

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Sawtooth pattern on the flow-volume loop

One of the recognized abnormalities of a flow-volume loop is a sawtooth profile due to flow oscillations that are superimposed on either the maximal expiratory or inspiratory flow curve, or the tidal loop.

FVL_Sawtooth_2

Sawtooth pattern on a flow-volume loop

The sawtooth pattern occurs in only a small fraction of patients but it is quite noticeable when you see it. Estimates of the number of individuals with flow oscillation range from 1.4% to 13.4% with the higher estimates being observed primarily with inspiratory loops. Since many spirometry efforts are concentrated solely on exhalation this means that it may frequently go unrecognized. Recently, I had several reports with distinct sawtooth flow-volume loops come across my desk within a short time period and for this reason thought it might be interesting to re-visit this old subject. I call it old only because most of the research on sawtooth profiles was done in the 1970’s and 1980’s and not much has been published since then.

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